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From the College of Optometry, University of Houston, Houston, Texas.
| Abstract |
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METHODS. Starting at approximately 3 weeks of age, unilateral form deprivation was produced in 24 infant rhesus monkeys by securing a diffuser spectacle lens in front of one eye and a clear, zero-powered lens in front of the fellow eye. During the treatment period (17 ± 2 weeks), six infants wore the diffuser lenses continuously. In the other experimental infants, the diffuser lenses were removed each day and replaced with clear, zero-powered lenses for 1 (n = 7), 2 (n = 7), or 4 hours (n = 4). Refractive development was assessed by retinoscopy and A-scan ultrasonography. Control data were obtained from 11 normal infants and 3 infants reared with zero-powered lenses over both eyes.
RESULTS. The degree of FDM varied significantly with the duration of unrestricted vision. Continuous form deprivation produced -5.2 ± 3.6 D of relative axial myopia. However, 1 hour of unrestricted vision was sufficient to reduce the degree of axial FDM by more than 50% (-1.7 ± 3.2 D). The infants that were allowed 4 hours of unrestricted vision exhibited only -0.4 ± 0.5 D of FDM.
CONCLUSIONS. As observed in chickens and tree shrews, relatively long periods of form deprivation can be counterbalanced by quite short periods of unrestricted vision. These results indicate that the processes or signals that promote axial elongation in monkeys are comparatively weak or easily overridden by factors that slow ocular growth.
| Introduction |
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The relationship between normal refractive development and FDM is not well understood in primates. Although the mechanisms that mediate FDM could play a beneficial role in emmetropization9 13 16 17 and it is possible that FDM is the result of the normal emmetropization process gone awry,4 a number of observations in chickens suggest that FDM and emmetropization are not mediated by identical mechanisms.5 18 19 20 21 22 Defining the viewing conditions that support normal emmetropization and those that produce FDM is necessary to understand the functional significance of FDM mechanisms and the relationship between FDM and primate emmetropization. Moreover, because FDM mechanisms are still active at ages that correspond to the typical onset age for juvenile myopia in humans,23 24 25 knowledge of the visual conditions that trigger FDM is needed to assess the potential role of FDM in the genesis of common refractive errors.
Studies in both chickens and monkeys have shown that FDM is a graded phenomenon.17 26 Although the degree of FDM decreases with the degree of image degradation, even modest reductions in image contrast, which are equivalent to the defocus effects encountered in normal viewing environments, are capable of producing significant amounts of FDM. Consequently, the mechanisms that mediate FDM appear to be sensitive enough to variations in image quality to influence normal refractive development. However, the temporal integration characteristics of FDM mechanisms could limit their contribution to normal refractive development. In young chicks, very brief daily periods of unrestricted vision are sufficient to greatly reduce FDM, even when the retinal image is severely degraded for most of the daily lighting cycle.27 28 29 Although little is known about the temporal integration characteristics in primates, observations from a small number of marmosets suggest that form deprivation may also have to be maintained for a very large fraction of the day to have an impact on primate refractive development.8 However, it is difficult to generalize these results from marmosets to FDM in all primates, because the occluder-rearing procedures that were used in the marmoset study produced axial hyperopia in the form-deprived eyes rather than axial myopia. Thus, the purpose of this investigation was to characterize the temporal integration properties of FDM mechanisms in primates by determining how brief daily periods of unrestricted vision influence the development of FDM in infant macaque monkeys. This information would also help to define the nature of visual experience required for normal emmetropization. Some of these results have been presented briefly elsewhere.30
| Materials and Methods |
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Monocular form deprivation was produced in 24 infant monkeys by securing a diffuser spectacle lens in front of one eye and a clear plano lens in front of the fellow eye. The diffuser lenses, which consisted of a plano carrier lens that was covered with a commercially available occlusion foil, were the strongest diffuser lenses that we used in our previous studies of FDM.26 Measurements of spatial contrast sensitivity revealed that these diffuser lenses reduced the contrast sensitivity of normal adult humans by more than 1 log unit for grating spatial frequencies of 0.125 cyc/deg, with a resultant cutoff spatial frequency near 1 cyc/deg. The lens-rearing period, which extended from approximately 3 weeks (24.3 ± 2.8 days) to 4 to 5 months of age (144 ± 17 days), encompassed the bulk of the rapid phase of emmetropization in rhesus monkeys.10 31 During the treatment period, six infants wore the diffusers continuously. The refractive data for five of these subjects have been previously reported.26 In the other form-deprived monkeys, the diffuser lenses were removed each day and replaced with clear plano lenses for unitary periods of 1 (n = 7), 2 (n = 7), or 4 hours (n = 4). These periods of unrestricted vision were centered near the midpoint of the normal 12-hour lights-on cycle. Additional details concerning the general rearing procedures can be found in Smith and Hung.10
The measures of refractive development in our form-deprived subjects were compared with similar measures that were reported previously in 14 control animals.10 26 Eleven of the control subjects were normally reared infants. As a control for any potential effects associated with our lens-rearing procedures, three of these control monkeys were reared with clear plano lenses in front of both eyes for the duration of the treatment period (plano-control monkeys).
Optical and Biometric Measurements
The subjects spherical equivalent, spectacle plane refractive
corrections for each eye were measured independently by two observers
using a streak retinoscope. The eyes axial dimensions, represented by
the mean of 10 individual measurements, were determined by A-scan
ultrasonography. An instrument with a 7-MHz transducer was used at each
measurement session. Additional measurements were obtained from some
animals, by using a 30-MHz A-scan system. To make these measurements,
cycloplegia was induced with multiple drops of topically applied 1%
tropicamide, and the animals were anesthetized with an intramuscular
injection of ketamine hydrochloride (20 mg/kg) and acepromazine maleate
(0.2 mg/kg) and the topical instillation of 0.5% tetracaine
hydrochloride. The infant monkeys were first examined at ages
corresponding to the beginning of the lens-rearing period and typically
at approximately 2-week intervals thereafter. See Smith and
Hung10
and Hung et al.32
for more details.
Statistical Tests
A one-way analysis of variance (ANOVA) that used the Tukey
method for multiple pair-wise comparisons was used to test for
differences between the control and treatment groups in interocular
differences in refractive error and vitreous chamber depth. Primarily
because refractive errors are not normally distributed in normal
monkeys, the nonparametric Mann-Whitney test was used to test for
significant differences between the refractive errors for normal
control monkeys and the nontreated eyes of the experimental monkeys.
| Results |
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Continuous unilateral form deprivation consistently disrupted the normal balance between the two eyes. Five of the six infants that wore the diffuser lenses continuously showed development of myopic anisometropia that fell outside the range of the interocular differences observed in the control animals. Although, as previously reported,4 15 26 33 the degree of FDM varied considerably between animals (possibly reflecting genetic differences between individual animals4 ) the effects of continuous form deprivation were generally quite robust, as illustrated by the refractive data from the representative monkeys in Figure 1 . At the end of the lens-rearing period, the degree of relative myopia observed in the treated eyes of the continuously deprived monkeys varied from -0.25 to -9.5 D, with a mean interocular refractive error difference of -5.2 ± 3.6 D (treated eye minus fellow eye). The relative myopic errors found in the deprived eyes could largely be accounted for by interocular differences in vitreous chamber depth (Fig. 1 , lower plots). For each animal in which myopic anisometropia developed that fell outside the control range, the deprived eye exhibited a relatively longer vitreous chamber than its fellow nontreated eye.
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| Discussion |
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Because we used a 12-hour light12-hour dark lighting cycle for all our subject groups, it is not possible from our data alone to determine whether the critical factor in preventing FDM was the length of the period of unrestricted vision, the reduced duration of the period of form deprivation, or some combination of the two. However, related observations from previous studies suggest that the duration of unrestricted vision is probably the key factor. First, a period of unrestricted vision produces strong protective effects against FDM and/or myopic compensation for minus lenses regardless of whether the unrestricted vision is provided in the middle of the daily lighting cycle28 29 or at either the start6 21 or end of the lighted period.21 Thus, breaking the period of form deprivation into two shorter periods by having the period of unrestricted vision in the middle of the light cycle is not a necessary condition for the observed protective effects. Second, the dramatic protective effects produced by a 1-hour period of unrestricted vision are probably not due to a simple reduction in the period of form deprivation from 12 to 11 hours. Bradley et al.34 used a much shorter daily lighting cycle (8.5 hours of light per day; Bradley D, personal communication, 2001) than we used in this study, yet both studies found that continuous form deprivation produced comparable degrees of FDM in infant monkeys.
Comparison between Species
Our results in infant monkeys are qualitatively very similar to
those previously observed in young chicks.27
28
29
Specifically, in both species very brief daily periods of unrestricted
vision greatly reduce the degree of axial myopia produced by form
deprivation. Similarly, in both chicks21
and tree
shrews6
interrupting minus-lens wear with brief daily
periods of normal vision dramatically reduces the myopic compensation
evoked by hyperopic defocus. In many respects, the qualitative
agreement observed between these studies is not surprising. Each of
these species demonstrates FDM12
13
14
15
and myopic
compensation for minus lenses.2
3
6
9
10
Moreover, even if
the mechanisms responsible for FDM and lens-induced myopic compensation
are not identical,5
18
19
20
22
35
it is likely that these
processes share common components. However, the degree of quantitative
agreement between these studies is quite remarkable.
Figure 7 compares the protective effects of daily periods of unrestricted vision on experimentally induced myopia in infant monkeys, chicks, and tree shrews. The relative degree of myopia produced by either monocular form deprivation or minus-lens wear is plotted as a function of the number of hours of unrestricted vision allowed each day. Despite dramatic differences in the normal rates of ocular development between chicks,25 36 tree shrews,37 and rhesus monkeys,31 the effects of briefs periods of unrestricted vision are quantitatively very similar. For example, the eyes of tree shrews, chicks, and rhesus monkeys reach 90% of their adult axial length after approximately 1, 2.5, and 12 months of visual experience, respectively. However, in both infant monkeys and chicks,28 29 the effects of 12 hours of form deprivation are decreased by more than 50% by only 1 hour of unrestricted vision. Similarly, in tree shrews only 1 hour of unrestricted vision reduced the myopic compensation produced by a 14-hour period of minus-lens wear by 50%.6 In chicks, 3 hours of unrestricted vision, the shortest period that was investigated, completely eliminated the myopic compensation produced by 12 hours of negative lens wear.21 Moreover, inspection of Figure 7 reveals that all the chick and tree shrew data are adequately described by the exponential function that was fit to the monkey data (Fig. 7 , solid line). The time constant for the monkey data was 65.4 minutes (time required to reduce the treatment effect to 1/e of the maximum value) compared with a value of 60.6 minutes for the combined data from tree shrews and chicks.
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Interocular Effects
In addition to the expected axial myopia observed in the
form-deprived eyes, the nontreated eyes were on average significantly
more hyperopic than the eyes of normal and plano-control monkeys.
Continuous unilateral form deprivation and optical defocus have
previously been shown to influence the refractive development of the
fellow nontreated eyes in both infant monkeys9
15
26
34
38
and chicks.5
21
39
In this study, the nontreated eye
effects appeared to be graduated, with the animals that experienced
longer daily periods of form deprivation generally showing the larger
ametropia in the nontreated eye. Thus, the consistency over time of
form deprivation in the treated eye influences the nontreated eye
effect.
How can altered visual experience in one eye influence the normally regulated growth of the fellow nontreated eyes? Several possible mechanisms have been suggested. It has been speculated that interocular effects could reflect a humoral growth influence from one eye to the other.5 For example, in chicks, in which the medial walls of the two orbits are essentially juxtaposed, growth factors could easily cross from one orbit to the other. However, the inconsistencies in the direction of the refractive alterations observed in the nontreated eyes of chicks argue against this idea.5 21 Moreover, in monkeys, in which the orbital separation is more substantial, it seems less likely that such a mechanism could explain interocular effects. Alternatively, the nontreated eye effects could come about as a result of some central influence on the regulation of early eye growth.5 26 34 40 For example, in chicks, tree shrews, and monkeys, changes in choroidal thickness appear to precede vision-dependent changes in ocular growth.5 24 32 41 42 It is possible that the innervation of the choroid or some other critical ocular structure has a binocular component that is somehow altered by monocular form deprivation and that these innervational changes somehow modulate the normal growth of the fellow eye in monocularly treated animals. However, the nature of this input and exactly how it could influence growth is unknown. In monkeys, in which accommodation in the two eyes is closely yoked, interocular effects have been associated with alterations in the fixation behavior of the nontreated eye. For example, infant monkeys reared with low-powered positive lenses in front of one eye, but zero-powered lenses in front of the fellow eye, posture their accommodation for the eye viewing through the positive lens. Consequently, the fellow nontreated eye experiences hyperopic defocus and relative axial myopia develops.9 10 On the one hand, given the degree of image degradation produced by our diffuser lenses and the likelihood that the treated eyes were amblyopic,43 it is very unlikely that our monkeys, particularly the animals that wore the diffuser lenses continuously, attempted to fixate through the treated eyes. On the other hand, it is reasonable to suppose that the relative hyperopic errors found in the nontreated eyes represent a vision-dependent alteration in ocular growth.
It has been argued that optical defocus associated with underaccommodation or errors of accommodation promotes the normal reduction in hyperopia that occurs during emmetropization.16 44 As the degree of hyperopia is reduced and the eye approaches emmetropia, there is a time-averaged improvement in the clarity of the retinal image that slows down ocular growth, resulting in the maintenance of near emmetropic refractive errors. If this scenario is correct, it is possible that the hyperopic errors in the nontreated eyes came about because monocular form deprivation actually increased the accuracy of accommodation in the nontreated fellow eyes in a time-averaged manner. For example, it has been hypothesized that the presence of high accommodative convergenceaccommodation ratios in children results in an accommodative lag at near working distances, which would result in a chronic reduction in retinal image quality.45 It could be argued that occluding one eye prevents convergence issues from influencing accommodative tone. As a result, in comparison with normal infant monkeys, the nontreated eyes of monocularly form-deprived monkeys would experience better overall image quality and/or longer periods of clear vision. In essence, the hyperopia in the nontreated eye could have resulted from a premature cessation of the normal emmetropization process.
Implications for Human Refractive Development
In many respects, FDM is a ubiquitous phenomenon. First, FDM is
not restricted to neonates. Although the most dramatic alterations in
axial growth and refractive error occur when form deprivation is
imposed early in life, evidence from chickens,25
wallabies,46
and primates23
47
demonstrates
that the eye probably maintains at least some degree of sensitivity to
FDM well into early adult life. Second, although rather severe measures
are frequently used to impose form deprivation, the mechanisms that
mediate FDM are very sensitive to reductions in retinal image quality.
In both chickens17
and monkeys,26
diffuser
lenses that produce relatively small reductions in image quality,
reductions that are comparable to the defocus effects that can be
experienced in everyday viewing conditions, are capable of producing
exaggerated axial growth and myopia. Third, the mechanisms responsible
for FDM appear to be present and active in virtually every species that
has been studied in a systematic fashion. Experimentally induced form
deprivation has been shown to consistently produce axial myopia in a
great variety of animal species, ranging from birds to
primates.48
More important, at least from a
species-centric point of view, many pathologic conditions that prevent
the formation of a clear retinal image in human children are also
associated with axial myopia.49
50
51
52
53
54
55
56
Because FDM occurs in humans and the phenomenon could contribute to the development of common refractive errors, it is important to understand the visual conditions that support normal development and those that produce FDM in humans. In this respect, the results of this study and those summarized in Figure 7 have potential clinical implications for human infants who have conditions that potentially prevent the formation of a clear retinal image. Given that brief daily periods of unrestricted vision have been shown to prevent axial myopia in primates and several other species, it is possible that the effects of form deprivation on refractive development in humans can also be counterbalanced by brief daily periods of unrestricted vision. Because only a few weeks of continuous form deprivation can promote axial myopia in monkeys,12 15 57 amelioration of the conditions that produce form deprivation as quickly as possible is undoubtedly the best option for ensuring normal refractive development in human infants. However, if it is not possible to permanently eliminate the cause of form deprivation immediately, temporary manipulations that provide short daily periods of clear vision, such has elevating a drooping eyelid, may be sufficient to maintain normal emmetropization. Based on their studies in tree shrews, Shaikh et al.6 have similarly proposed that brief periods of clear vision may reduce progression of juvenile myopia in humans. The key point is that a beneficial effect on refractive development could result from what may appear to be minimal effort.
That brief daily periods of unrestricted vision counterbalance the effects of much longer periods of form deprivation also provides a potential explanation for some of the apparent inconsistencies between humans and animals concerning the effects of visual experience on refractive development. For example, although the degree of FDM varies from one monkey to the next (or one chicken to the next58 ) and for unknown reasons axial myopia does not develop in some individual form-deprived monkeys, the great majority of infant monkeys that experience form deprivation show development of substantial axial myopia.15 26 33 34 38 59 60 Similarly, substantial axial myopia has been consistently observed in human infants who have anomalous conditions that are likely to produce continuous form deprivation. For instance, infants with significant corneal opacity early in life exhibit a very high prevalence of axial myopia that is comparable to that in monkeys.50 54 However, there have been a number of reports of children in whom FDM failed to develop, even though they had ocular conditions that can produce form deprivation.52 53
Although these observations could be taken as evidence that visual experience may not have comparable effects on refractive development in humans and animals, the absence of effect could reflect inconsistencies in the abnormal visual experience. Assuming that the temporal integration characteristics of FDM mechanisms are similar in humans and monkeys, it seems reasonable to speculate that myopia may fail to develop in many infants with, for example, blepharoptosis, because the anomalous visual experience may occasionally be interrupted by episodes of unrestricted vision. In essence, some of the apparent inconsistency between humans and monkeys may occur because treatment compliance can be rigorously enforced in monkeys, but the nature of visual experience associated with many anomalous ocular conditions in human infants is likely to be comparatively inconsistent. In this light, these inconsistencies observed in humans may be taken as an indication that the effects of visual experience on refractive development in humans and many animal species are quite similar.
| Footnotes |
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Submitted for publication April 26, 2001; revised September 17, 2001; accepted October 2, 2001.
Commercial relationships policy: N.
The publication costs of this article were defrayed in part by page
charge payment. This article must therefore be marked
"advertisement" in accordance with 18 U.S.C.
1734
solely to indicate this fact.
Corresponding author: Earl L. Smith III, College of Optometry, University of Houston, 505 J. Davis Armistead Building, Houston, TX 77204-2020; esmith{at}uh.edu
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