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1From the Juntendo University School of Medicine, Tokyo, Japan; 2Louisiana State University (LSU) Eye Center, Lions Eye Research Laboratories, Laboratory for the Molecular Biology of the Ocular Surface, LSU Health Sciences Center, New Orleans, Louisiana; and the 3Singapore Eye Research Institute, Singapore.
| Abstract |
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METHODS. New Zealand White rabbits underwent unilateral section and removal of a 5-mm portion of the GSPN by a route through the inner ear; no ocular or orbital tissue was involved. Before and 7 days after surgery, all animals underwent preliminary examination, including fluorescein staining, rose bengal instillation, blink rate, tear breakup time (BUT), tear flow, and impression cytology. Total tarsorrhaphy was carried out in four additional rabbits, and another four animals underwent unilateral sham procedures. The GSPN, pterygopalatine ganglion, lacrimal gland, and conjunctiva were evaluated by light and transmission electron microscopy (TEM).
RESULTS. GSPN sectioning resulted in significant changes of the ocular surface after 7 days: intense rose bengal staining of the conjunctiva, fluorescein staining of the cornea, increased blink rate (P < 0.05), decreased BUT (P < 0.005), decreased tear flow by 26% (P < 0.005), and decreased goblet cell density (P < 0.01). TEM revealed massive accumulation of secretory granules in lacrimal acinar cells. The changes were also seen after tarsorrhaphy. Neither the contralateral control nor the sham eyes were affected.
CONCLUSIONS. The effects of GSPN nerve section led to the rapid onset of a dry eye condition in the rabbits that continued for at least 1 week. The authors suggest that continuous neural drive of the pterygopalatine ganglion is necessary to maintain adequate tear flow and mucin secretion. It is likely the trigeminal system is the afferent origin of this continuous neural tone.
Studies have shown that the main lacrimal gland (LG), which is under parasympathetic control, contributes largely to the aqueous component of the tear film.3 4 5 Conjunctival goblet cells, which contribute to the mucous layer of the tear film, are also under parasympathetic control.6 Parasympathetic innervation of the LG and conjunctival goblet cells is mediated through the pterygopalatine ganglion (PPG). The parasympathetic pathway originates from the superior salivatory nucleus and passes through the geniculate ganglion without synapsing, and the fibers emerge as the greater superficial petrosal nerve (GSPN), which then joins the deep petrosal nerve to form the vidian nerve.7 8 9 10 The vidian nerve passes through the pterygoid canal and terminates on the cell bodies of the PPG. The output of these ganglion cells, the postganglionic axons, provide the parasympathetic secretory drive to the LG and conjunctiva, including the goblet cells.11 12 13 14
Several studies have reported the loss of parasympathetic function, resulting in reduced tear flow in humans.15 16 17 18 Other reports have examined parasympathetic control of lacrimation in experimental animals.19 20 21 Ruskell19 reports changes in lacrimation and histologic changes in the main LG after parasympathetic denervation in monkeys. Notably, the effect on tear flow was observed to be more variable, probably because of the incompleteness of the surgical procedures. Toda et al.20 reported that stimulation of tear flow is abolished after postsynaptic denervation of the parasympathetic nerve. However, it was unclear to what extent the parasympathetic system contributes to the observed changes because the sectioned lacrimal nerve also contains sympathetic and sensory nerve fibers. Additionally, Butler et al.21 report the effect of structural disruption of the PPG on neurotransmitter levels in ocular and orbital tissues, but none of these studies provides a comprehensive evaluation of denervation on the ocular surface and LG.
Recently, neurturin-deficient mice, characterized by decreased parasympathetic innervation of lacrimal and salivary glands, were evaluated.22 23 These mice exhibit many clinical symptoms of dry eye, including decreased tear flow and mucin production. However, these mice also had a defect in the sensory nervous system; thus, the specific effect of parasympathetic influence could not be clearly discerned.
In the present study, we sought to determine whether the loss of preganglionic parasympathetic control adversely influences the ocular surface. We focused on the ocular findings caused by acute section of the primary efferent outflow, the GSPN, without injuring or involving the eye, orbital tissues, or facial nerve. Tear flow, goblet cell density, and LG morphology were significantly affected after sectioning of the GSPN, the input to the PPG. Furthermore, the ocular surface findings were not changed or diminished by total tarsorrhaphy. This procedure may be useful in discerning the specific effect of primary efferent neural outflow and in establishing a severe and long-lasting dry eye animal model.
| Materials and Methods |
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Denervation Surgery
Surgical procedures were carried out under deep general anesthesia with intramuscular injections of 100 mg/kg ketamine (Schering-Plough Animal Health, Union, NJ) and 10 mg/kg xylazine (Ben Venue Laboratories, Bedford, OH). Animals were placed in the prone position, and the skin on the temporal side of the head was shaved and wiped with 70% ethanol. The approach through the internal auditory meatus to the GSPN was carried out under a surgical microscope adapted for the anatomy of the rabbit.
A vertical 3-cm incision was made in the skin, close to the external auditory meatus. The facial nerve was followed after removal of the temporal bone with rongeurs, and the facial canal was opened in the middle ear. When the dissection reached the outside of the internal auditory meatus, the bifurcation of the GSPN and the facial nerve was found as previously reported.8 14 The GSPN, which runs in a groove on the front of the petrous temporal bone,24 was sectioned, and a 3-mm piece was removed without cutting or injuring the facial nerve. The sham procedure was carried out in an identical fashion except that the GSPN was identified but not sectioned.
The surgical area was flushed with sterile normal saline, and the field was gently dried with cotton wicks. The muscle was closed with 4–0 chromic gut and the skin with 6–0 silk suture. Each animal was given 4% gentamicin (Elkins-Sinn, Inc., Cherry Hill, NJ) 0.2 mL intramuscularly for 3 days after surgery. Acute denervation and the sham procedure were carried out unilaterally. In the closed-eye group, total tarsorrhaphy was produced using three to four sutures. The surgical procedure included temporary suturing of the upper and lower eyelids to reduce symptoms from excessive conjunctival and corneal surface exposure. The day after surgery, animals were examined to ensure that there were no postsurgical complications. All procedures to evaluate the ocular surface were carried out before surgery and on specific days after surgery.
Evaluation of the Ocular Surface
Seven denervated, seven tarsorrhaphy, and four sham rabbits were used in this study. One week after surgery, slit lamp examinations were performed. Blink rate was determined before instillation of disclosing agents. Each animal was positioned in a special rabbit bag so that both eyes could be observed. Blinks for a 3-minute period were counted for each eye of each animal except tarsorrhaphy rabbits. Noninvasive tear BUT was also measured. Each rabbit was placed behind an instrument for the measurement of tear production (Tearscope; Keeler, Lübeck, Germany) and was made to blink three times before the lids were held open. BUT was then measured in seconds for each eye (Tearscope; Keeler).25
After fluorescein instillation, eyes were evaluated by slit lamp. Rose bengal solution (1%; Clinic Pharmacy and Sick Room Supplies, Inc., New Orleans, LA) was then applied to the inferior cul-de-sac. After blinking, the degree of staining was graded in the medial and lateral bulbar conjunctivae and cornea on a scale of 0 to 3 points by slit lamp biomicroscopy.26 27 We used a 0 to 3 scoring system for rose bengal and fluorescein for the medial and lateral bulbar conjunctiva and the cornea. Thus, the maximum score was 9, a combined score from all three areas. Scores for each area of the ocular surface were also noted.
In denervated and sham-operated rabbits, Schirmer tear tests without topical anesthesia were performed to evaluate lacrimation, including reflex tear flow, before surgery and on postoperative days 1, 3, 5, and 7 using Schirmer tear test strips (Alcon Laboratories, Fort Worth, TX). In rabbits with a tarsorrhaphy, Schirmer tear tests were performed before surgery and on postoperative day 7 after suture removal. The strip was placed between the lower lid and the globe for 5 minutes, and the length of wetting was measured with a ruler with 0.5-mm precision.
Four denervated rabbits were anesthetized with a mixture of ketamine and xylazine, described to measure the tear flow from the main LG, which opened into the conjunctival sac. The excretory duct of the LG was cannulated in situ according to techniques previously applied for the collection of LG fluid.28 29 Fluid was collected in calibrated 5-µL glass capillaries from the conjunctival opening of the lacrimal duct. The time to collect each microliter of fluid was counted and averaged, and flow rate per second was calculated.
Conjunctival goblet cell density, evaluated by impression cytology, was carried out on each eye of each rabbit before and 1 week after surgery. Impression cytology was performed on the lower tarsal and upper bulbar conjunctivae in control and experimental eyes of all animals using a nitrocellulose membrane (BioBlot-NC, Cambridge, MA).27 30 The specimens were stained with periodic acid-Schiff (PAS) reagent to reveal goblet cells. After computer capture of the light microscopic images, the number of PAS-positive spots was counted by NIH Image software (Freeware; Scion Corp., Frederick, MD). Three areas were randomly selected in each specimen, and the number of goblet cells was counted and averaged. Data per square millimeter was calculated as in a previous report.31
Microscopy
Eight denervated rabbits and four tarsorrhaphy rabbits were used for microscopy. The structures of the GSPN and the PPG were examined in the normal rabbit and in the following section of the GSPN. After initial anesthesia, rabbits were killed with overdoses of sodium pentobarbital (Fort Dodge Laboratories, Fort Dodge, IA) on postoperative days 4 and 7. Five millimeters of GSPN, distal to the site of section, was removed for analysis 4 days after section in four denervated rabbits. Seven days after GSPN sectioning, the PPG was removed from its position on the inferior-medial aspect of the maxillary nerve, located deep within the orbit for analysis.7 9 LG and lower tarsal conjunctiva were also removed 7 days after surgery from the other four denervated rabbits and four tarsorrhaphy rabbits.
Tissues were immediately immersed in an aldehyde fixative (2% glutaraldehyde, 1.0% paraformaldehyde in 0.1 M sodium cacodylate buffer, pH 7.2) for light microscopy.28 One micron-thick plastic sections of all tissues were prepared and stained with toluidine blue and basic fuchsin for light microscopy. Conjunctival tissues were also stained by PAS for observation of goblet cells.
Images for light microscopy were captured on a research microscope (Eclipse (E600; Nikon, Tokyo, Japan) equipped with a 3-CCD camera (DXC-970 MD; Sony, Tokyo, Japan) controlled by image analysis software (MetaView; Universal Imaging, West Chester, PA) and installed on a personal computer. Color images were converted to gray scale, annotated (PhotoShop version 5; Adobe, Cupertino, CA), and printed on a color printer (8650 PS; Eastman Kodak, Rochester, NY). Thin sections for electron microscopy were contrasted and observed with a transmission electron microscope (EM 10/CA; Zeiss, Oberkochen, Germany), as previously described.32
Statistical Analysis
Statistical analysis (Students t-test or Mann–Whitney U test) was performed (Statistica software; Statsoft, Tulsa, OK) to evaluate the data from experimental, control, and sham eyes, making the appropriate corrections for the correlated sampler.
| Results |
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Fluorescein Staining
One week after sectioning of the GSPN, slit lamp examination after fluorescein instillation showed fluorescein staining on the ocular surface of all experimental eyes but not of contralateral control eyes (Figs. 1A 1B) . Fluorescein staining of the ocular surface was also evident in animals that underwent GSPN sectioning and tarsorrhaphy (Fig. 1C) . Control eyes for all the experimental (denervation and tarsorrhaphy) animals were without any fluorescein staining. The mean fluorescein score for a cornea after GSPN sectioning compared with the contralateral control eyes was 1.86 ± 0.40 (P < 0.005; Fig 1D ). Mean fluorescein scores for the medial and lateral bulbar conjunctiva for the denervated eye were 0.43 ± 0.20 and 0.14 ± 0.14, respectively, which were not significantly different from the scores of the control side. However, the total score of all areas showed a significant difference between the control eye and the denervated eye (2.43 ± 0.43; P < 0.005). In tarsorrhaphy rabbits, the mean fluorescein score of the cornea was 2.43 ± 0.20, the mean fluorescein score of the medial bulbar conjunctiva was 0.85 ± 0.34 (P < 0.05), and the mean fluorescein score of the lateral bulbar conjunctiva was 0.00 ± 0.00 (P < 0.005), all of which are similar to those of the rabbits after parasympathectomy. Total score of all areas showed a significant difference between contralateral control eyes and experimental eyes (3.29 ± 0.42; P < 0.005). Sham-operated and control eyes were without fluorescein staining.
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Breakup Time
Tear BUT in the denervated eyes on postoperative day 7 (8.53 ± 3.09 seconds) was significantly shorter than in contralateral control eyes (50.00 ± 5.52 seconds; P < 0.005). Similarly, BUT in eyes with tarsorrhaphies on postoperative day 7 (14.20 ± 3.89 seconds) was significantly shorter than in contralateral control eyes (61.90 ± 1.39 seconds; P < 0.005). There were no significant differences in the eyes of sham-operated animals (data not shown).
Blink Rate
The blink rate in the denervated rabbit eye (9.25 ± 2.10 blinks/3 min) was significantly higher than in control eyes (1.00 ± 0.41 blinks/3 min; P < 0.05). These measurements were made on postoperative day 7. There were no significant differences in eyes of sham-operated animals (data not shown).
Goblet Cell Density
The density of mucin-containing goblet cells in bulbar and tarsal conjunctivae was lower in denervated eyes than in contralateral control eyes 1 week after surgery (P < 0.005; Fig. 4 ). Moreover, the loss of goblet cells in bulbar conjunctivae appeared greater than in tarsal conjunctivae. After combined GSPN sectioning and tarsorrhaphy, the density of mucin-containing goblet cells in bulbar and tarsal conjunctivae was also significantly decreased compared with contralateral control eyes (P < 0.005). In sham-operated eyes, no significant changes occurred in conjunctival goblet cell density.
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The structure of the contralateral control LG appeared normal, with a heterogenous mixture of secretory granules in the cytoplasm of acinar epithelial cells (Fig. 6A) . In the denervated LG, the acinar epithelial cells contained many more secretory granules, and the nuclei were displaced closer toward the basal membrane of the acinar cells (Fig. 6B) .
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Conjunctiva.
Impression cytology of the conjunctiva revealed different patterns of goblet cell density and distribution. In the control eye, goblet cells were found frequently in the conjunctiva of the globe and the tarsal conjunctiva. In contrast, goblet cell density was reduced in the denervated eyes (Figs. 7A 7B) . Moreover, goblet cells in the denervated eye often showed a slender stalk-like appearance, in contrast to those from the control eye, which typically had a rounded appearance.
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| Discussion |
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The postganglionic parasympathetic fibers remained intact and were not subject to interference during the course of the procedure. These results also suggest that the regulation of tear flow and goblet cell activity were under constant neural control because there was little reserve and few alternative means, such as a paracrine mechanism or a general systemic activation, of activation of these important physiological responses to replace the loss of the parasympathetic drive.
We did not begin evaluation studies of the ocular surface until we were able to routinely obtain satisfactory nerve degeneration, as confirmed by light and electron microscopy. Tear volume in the denervated eye, as measured by Schirmer tear test, declined to approximately 24% of intact control eyes at 1 week, and tear flow measured at the main LG from the conjunctival duct also declined to approximately 10% of intact control eyes at 1 week. The first postoperative day revealed a dramatic decline in tear flow, an increase in superficial punctate keratitis, and rose bengal staining of the conjunctiva. Clinical symptoms associated with dry eye in humans, such as fluorescein staining, rose bengal staining, shortened BUT, and increased blink rate, continued at postoperative day 7 in denervated eyes of all operated animals. Acute, severe changes of the ocular surface were unexpected. These changes may be a direct consequence of complete removal of the parasympathetic input to the LG, as previously suggested.33 34 35 36 37 38 39 Furthermore, these ocular surface abnormalities were not diminished or eliminated by total tarsorrhaphy. Previous studies had not used this control to validate their results. In fact, previous studies had not used a battery of clinical tests to substantiate a dry eye-like state and, therefore, did not comment extensively on this aspect.
Light microscopy and TEM showed an accumulation of secretory granules in the denervated LG, as had been reported for sensory denervation.40 However, the study did not detail changes to the structure of secretory granules. The lack of a complete membrane around secretory granules might have resulted from alterations in their formation at the trans-Golgi network. This change might also have been a consequence of alterations to vesicular trafficking from the loss of parasympathetic input to secretion, and the coalescing (and fusion) of secretory vesicles might have led to an increase of vacuole formation.
PAS staining of impression cytology membranes revealed a decrease in goblet cell density in the denervated eye. This change remained even after tarsorrhaphy. Goblet cell activity might have decreased in the denervated eye. This decrease in goblet cell activity was an important aspect of the ocular surface effects and suggested that parasympathetic nerves may be necessary for the discharge of the mucin contents to the ocular surface, as previously suggested by Dartt et al.41 42 43 As such, the usual standard clinical approach to assess this parameter typically does not show a significant decrease in goblet cell density. Gilbard et al.34 44 suggest in their dry eye model that goblet cell loss is associated with decreased tear secretion. However, weeks would be required in this model to detect goblet cell loss. Therefore, we suggest that parasympathetic innervation is necessary to maintain acinar cell and goblet cell function.
We found an increased blink rate in experimental eyes after sectioning of the GSPN. In normal rabbit, the blink rate is generally reported as three times per hour.45 46 In our model, the blink rate of the experimental eye was much higher—9.25 blinks every 3 minutes. This result supports the clinical finding that patients with dry eye have a blink rate more rapid than normal.47 The increased blink rate, as observed in our rabbit model, arises from an unpleasant sensation caused by the dryness of the ocular surface that triggers increased corneal nerve activity, as documented in dry eye patients. However, these sensations arise through minute breaks in the epithelial barrier function because the corneal surface is not intact, as revealed by fluorescein staining.
Another possibility is that patients with dry eye may have declining nerve function.48 The origin of neural activation for the parasympathetic activation of the LG and goblet cells is suggested to be the constant low-level neural outflow of the corneal free-nerve endings.3 4 13 However, many aspects of neural function decline with age, and the neural activity necessary to maintain activity in the LG or goblet cells may be lost. Sensitivity of the corneal nerve ending decreases significantly with age, as does the function of the parasympathetic cholinergic system.3 13 49 50 51 In addition, in patients with decreased autonomic nerve function (Lambert-Eaton syndrome), a loss of parasympathetic innervation to the LG is associated with decreased reflex tearing.52
Our data suggest that a steady flow of secreted tears, goblet cell function, and mucin availability depend on an intact nerve supply and a continually functioning parasympathetic neural outflow. This corroborates recent findings.3 4 Nevertheless, other aspects of the neural control of tears, such as that provided by the accessory lacrimal glands, are unclear, though reports of associated nerves are available.53 The ocular surface effects seen in our study were more severe than the effects of the total removal of the main LG in monkeys.36 54 For example, little rose bengal staining occurred in the conjunctivae of monkeys; thus, goblet cell function did not seem to be compromised.
In summary, our model, involving sectioning of the GSPN leads to the development of an animal model that exhibits most of the clinically measured symptoms of human dry eye disease. This model, which is focused on ocular surface effects and can survive after surgery, may be useful for the development of new drugs for the treatment of dry eye.
| Footnotes |
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Submitted for publication December 15, 2006; revised March 20 and May 31, 2007; accepted August 15, 2007.
Disclosure: H. Toshida, None; D.H. Nguyen, None; R.W. Beuerman, None; A. Murakami, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Hiroshi Toshida, Juntendo University School of Medicine, Department of Ophthalmology, 3-1-3, Hongo, Bunkyo-ku, Tokyo 113-8431, Japan; toshida{at}med.juntendo.ac.jp.
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